The ABARIS Privacy Statement describes how we collect and protect your personal information in the course of providing you with
financial services.

Our Privacy Policy

We are very committed to protecting the privacy of your personal information. ABARIS wants you to know that:
•    We do not sell, rent or license your personal information to anyone.
•    We maintain physical, electronic and procedural safeguards that restrict unauthorized access to your personal information.
•    We train our employees about privacy and limit access to this information.
•    We do not collect or store any financial or transactional data about your accounts or trading.

Personal Information We May Collect

We collect personal information about you, which may include your name, physical address, e-mail address, telephone number
and other information as required. We obtain this information from the following sources:
•    Information you provide online, on written applications or forms, and other information you may provide;

Personal Information We Use or Disclose

ABARIS does not sell, rent or license your personal information to anyone. This applies to both current and former customers.
We use your personal information to provide services you may have requested, to respond to communications from you, and to help
you open new or additional accounts.

We disclose personal information to government and regulatory agencies and to comply with a lawful summons, court order,
subpoena, fraud investigation, audit or regulatory examination.

Security of Your Personal Information

We maintain physical, electronic and procedural safeguards that restrict access to your personal information. We comply with
applicable laws and regulations. Our online environment uses industry leading security technologies including layered security and
access controls over personal information.

These safeguards are reviewed and may be adjusted in response to advances in technology and the latest security threats.

Links to Other Web Sites

We provide links to other third-party Web sites to provide information that may be of interest to you. When you select a link to a third-
party site, you are subject to the privacy and security policies of the third party.


ABARIS reserves the right to make changes to the Privacy Statement at any time. Any changes or updates become effective
immediately upon posting to this site. Please check the "Last Revision" date below to determine if there have been any changes
since you have last reviewed our Privacy Statement.

You may always review our Privacy Statement here, or contact us for a copy.

Last Revision 01/01/2015

Algorithmic Portfolio Management